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2003년02월04일 (화요일) 12:59:06

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ISO 9001 : 2000 (Annex)

▣ ISO 9001 - Annex A

(informative)

Correspondence between ISO 9001:2000 and ISO 14001:1996

Table A.1 Correspondence between ISO 9001:2000 and ISO 14001:1996

ISO 9001:2000		ISO 14001:1996
Introduction		-	Introduction
General	0.1
Process approach	0.2
Relationship with ISO 9004	0.3
Compatibility with other management systems	0.4
Scope	1	1	Scope
General	1.1
Application	1.2	-	-
Nonnative reference	2	2	Normative references
Terms and definitions	3	3	Definitions
Quality management system	4	4	Environmental management system requirements
General requirements	4.1	4.1	General requirements
Documentation requirements	4.2
General	4.2.1	4.4.4	Environmental management system documentation
Quality manual	4.2.2	4.4.4	Environmental management system documentation
Control of documents	4.2.3	4.4.5	Document control
Control of quality records	4.2.4	4.5.3	Records
Management responsibility	5	4.4.1	Structure and responsibility
Management commitment	5.1	4.2	Environmental policy
Customer focus	5.2	4.3.1	Environmental aspects
		4.3.2	Legal and other requirements
Quality policy	5.3	4.2	Environmental policy
Planning	5.4	4.3	Planning
Quality objectives	5.4.1	4.3.3	Objectives and targets
Quality management system planning	5.4.2	4.3.4	Environmental management programme(s)
Responsibility, authority and communication	5.5	4.1	General requirements
Responsibility and authority	5.5.1	4.4.1	Structure and responsibility
Management representative	5.5.2
Internal communication	5.5.3	4.4.3	Communication
Management review	5.6	4.6	Management review
General	5.6.1
Review input	5.6.2
Review output	5.6.3
Resource management	6	4.4.1	Structure and responsibility
Provision of resources	6.1
Human resources	6.2
General	6.2.1
Competence, awareness and training	6.2.2	4.4.2	Training, awareness and competence
Infrastructure	6.3	4.4.1	Structure and responsibility
Work environment	6.4
Product realization	7	4.4	Implementation and operation
		4.4.6	Operational control
Planning of product realization	7.1	4.4.6	Operational control
Customer-related processes	7.2
Determination of requirements related to the	7.2.1	4.3.1	Environmental aspects
product		4.3.2	Legal and other requirements
		4.4.6	Operational control
Review of requirements related to the product	7.2.2	4.4.6	Operational control
		4.3.1	Environmental aspects
Customer communication	7.2.3	4.4.3	Communications
Design and development	7.3
Design and development planning	7.3.1	4.4.6	Operational control
Design and development inputs	7.3.2
Design and development outputs	7.3.3
Design and development review	7.3.4
Design and development verification	7.3.5
Design and development validation	7.3.6
Control of design and development changes	7.3.7
Purchasing	7.4	4.4.6	Operational control
Purchasing process	7.4.1
Purchasing information	7.4.2
Verification of purchased product	7.4.3
Production and service provision	7.5	4.4.6	Operational control
Control of production and service provision	7.5.1
Validation of processes for production and	7.5.2		'
service provision
Identification and traceability	7.5.3
Customer property	7.5.4
Preservation of product	7.5.5
Control of monitoring and measuring devices	7.6	4.5.1	Monitoring and measurement
Measurement, analysis and improvement	8	4.5	Checking and corrective action
General	8.1	4.5.1	Monitoring and measurement
Monitoring and measurement	8.2
Customer satisfaction	8.2.1
Internal audit	8.2.2	4.5.4	Environmental management system audit
Monitoring and measurement of processes	8.2.3	4.5.1	Monitoring and measurement
Monitoring and measurement of product	8.2.4
Control of nonconforming product	8.3	4.5.2	Nonconformance and corrective and preventive action
		4.4.7	Emergency preparedness and response
Analysis of data	8.4	4.5.1	Monitoring and measurement
Improvement	8.5	4.2	Environmental policy
Continual improvement	8.5.1	4.3.4	Environmental management programme(s)
Corrective action	8.5.2	4.52	Nonconformance and corrective and preventive action
Preventive action	8.5.3

Table A.2 Correspondence between ISO 14001:1996 and ISO 9001:2000

ISO 14001:1996		ISO 9001:2000
Introduction	-	0	Introduction
		0.1	General
		0.2	Process approach
		0.3	Relationship with ISO 9004
		0.4	Compatibility with other management systems
Scope	1	1	Scope
		1.1	General
		1.2	Application
Normative references	2	2	Nonnative reference
Definitions	3	3	Terns and definitions
Environmental management system	4	4	Quality management system
requirements
General requirements	4.1	4.1	General requirements
		5.5	Responsibility, authority and communication
		5.5.1	Responsibility and authority
Environmental policy	4.2	5.1	Management commitment
		5.3	Quality policy
		8.5	Improvement
Planning	4.3	5.4	Planning
Environmental aspects	4.3.1	5.2	Customer focus
		7.2.1	Determination of requirements related to the produc
		7.2.2	Review of requirements related to the product
Legal and other requirements	4.3.2	5.2	Customer focus
		7.2.1	Determination of requirements related to the product
Objectives and targets	4.3.3	5.4.1	Quality objectives
Environmental management programme(s)	4.3.4	5.4.2	Quality management system planning
		8.5.1	Continual improvement
Implementation and operation	4.4	7	Product realization
		7.1	Planning of product realization
Structure and responsibility	4.4.1	5	Management responsibility
		5.1	Management commitment
		5.5.1	Responsibility and authority
		5.5.2	Management representative
		6	Resource management
		6.1	Provision of resources
		6.2	Human resources
		6.2.1	General
		6.3	Infrastructure
		6.4	Work environment
Training, awareness and competence	4.4.2	6.2.2	Competence, awareness and training
Communication	4.4.3	5.5.3	Internal communication
		7.2.3	Customer communication
Environmental management system documentation	4.4.4	4.2	Documentation requirements
Document control	4.4.5	4.2.3	Control of documents
Operational control	4.4.6	7	Product realization
		7.1	Planning of product realization
		7.2	Customer-related processes
		7.2.1	Determination of requirements related to the product
		7.2.2	Review of requirements related to the product
		7.3	Design and development
		7.3.1	Design and development planning
		7.3.2	Design and development inputs
		7.3.3	Design and development outputs
		7.3.4	Design and development review
		7.3.5	Design and development verification
		7.3.6	Design and development validation
		7.3.7	Control of design and development changes
		7.4	Purchasing
		7.4.1	Purchasing process
		7.4.2	Purchasing information
		7.4.3	Verification of purchased product
		7.5	Production and service provision
		7.5.1	Control of production and service provision
		7.5.3	Identification and traceability .
		7.5.4	Customer property
		7.5.5	Preservation of product
		7.5.2	Validation of processes for production and service
			Provision
Emergency preparedness and response	4.4.7	8.3	Control of nonconforming product
Checking and corrective action	4.5	8	Measurement, analysis and improvement
Monitoring and measurement	4.5.1	7.6	Control of monitoring and measuring devices
		8.1	General
		8.2	Monitoring and measurement
		8.2.1	Customer satisfaction
		8.2.3	Monitoring and measurement of processes
		8.2.4	Monitoring and measurement of product
		8.4	Analysis of data
Nonconformance and corrective and	4.5.2	8.3	Control of nonconforming product
preventive action		8.5.2	Corrective action
		8.5.3	Preventive action
Records	4.5.3	4.2.4	Control of quality records
Environmental management system audit	4.5.4	8.2.2	Internal audit
Management review	4.6	5.6	Management review
		5.6.1	General
		5.6.2	Review input
		5.6.3	Review output
		4.2.2	Quality manual

▣ ISO 9001 - Annex B

(informative)
Correspondence between ISO 9001:2000 and ISO 9001:1994

Table B.1 Correspondence between ISO 9001:1994 and ISO 9001:2000

ISO 9001:1994	ISO 9001:2000
1 Scope 1
2 Normative reference	2
3 Definitions	3
4 Quality system requirements [title only]
4.1 Management responsibility [title only]
4.1.1 Quality policy	5.1 + 5.3 + 5.4.1
4.1.2 Organization [title only]
4.1.2.1 Responsibility and authority	5.5.1
4.1.2.2 Resources	5.1 + 6.1 + 6.2.1 + 6.3
4.1.2.3 Management representative	5.5.2
4.1.3 Management review	5.6.1 + 5.6.2 + 5.6.3 + 8,5.1
4.2 Quality system [fitle only]
4.2.1 General	4.1 + 4.2.1 + 4.2.2 + 5.1 + 5.4.1
4.2.2 Quality system procedures	4.2.1
4.2.3 Quality planning	5.4.2 + 6.2.1 + 7.1
4.3 Contract review [title only]
4.3.1 General
4.3.2 Review	5.2 + 7.2.1 + 7.2.2 + 7.2.3
4.3.3 Amendment to a contract	7.2.2
4.3.4 Records	7.2.2
4.4 Design control [title only]
4.4.1 General
4.4.2 Design and development planning	7.3.1
4.4.3 Organizational and technical interfaces	7.3.1
4.4.4 Design Input	7.2.1 + 7.3.2
4.4.5 Design output	7.3.3
4.4.6 Design review	7.3.1 + 7.3.4
4.4.7 Design verification	7.3.1 +7.3.5
4.4.8 Design validation	7.3.1 + 7.3.6
4.4.9 Design changes	7.3.7
4.5 Document and data control [title only]
4.5.1 General	4.2.1 + 4.2.3
4.5.2 Document and data approval and issue	4.2.3
4.5.3 Document and data changes	4.2.3
4.6 Purchasing [title only]
4.6.1 General
4.6.2 Evaluation of subcontractors	7.4.1
4.6.3 Purchasing data	7.4.2
4.7 Control of customer-supplied product	7.5.4
4.8 Product identification and traceability	7.5.3
4.9 Process control	6.3 + 6.4 + 7,1 + 7,5,1 + 7,5.2 + 8.2.3
4.10 Inspection and testing [title only]
< style='font-family:"Times New Roman">4.10.1 General	7.1 + 8.1
4.10.2 Receiving inspection and testing	7.4.3 + 8.2.4
4.10.3 In-process inspection and testing	7.4.3 + 7.5.1 + 82.4
4.10.4 Final inspection and testing	7.4.3 + 82.4
4.10.5 Inspection and test records	7.5.3 + 82.4
4.11 Control of inspection, measuring and test equipment [title only]
4.11.1 General	7.6
4.11.2 Control procedure	7.6
4.12 Inspection and test status	7.5.3
4.13 Control of nonconforming product [title only]
4.13.1 General	8.3
4.13.2 Review and dispositioning of nonconforming product	8:3
4.14 Corrective and preventive action [title only]
4.14.1 General	8.5.2+8.5.3
4.14.2 Corrective action	8.4 + 8.5.2
4.14.3 Preventive action	8.4 + 8.5.3
4.15 Handling, storage, packaging, preservation & delivery [title only]
4.15.1 General
4.15.2 Handling	7.5.5
4.15.3 Storage	7.5.5
4.15.4 Packaging	7.5.5
4.15.5 Preservation	7.5.5
4.15.6 Delivery	7.5.1 + 7.5.5
4.16 Control of quality records	42.4
4.17 Internal quality audits	8.2.2 + 8.2.3
4.18 Training	6.2.1 + 6.2.2
4.19 Servicing	7.1 +7.5.1
4.20 Statistical techniques [tMle only]	I
4.20.1 Identification of need	+ 82.3 + 8.2.4 + 8.4
4.20.2 Procedures	- - ~8.1
4.6.4 Verification of purchased product	7.4.3
1 Scope	1
1.1 General
1.2 Application
2 Normative reference	2
3 Terms and definitions	3
4 Quality management system [title only]
4.1 General requirements	4.2.1
4.2 Documentation requirements [title only]
4.2.1 General	4.2.1 +4.5.1
4.2.2 Quality manual	4.2.1
4.2.3 Control of documents	4.5.1 + 4.5.2 +4.5.3
4.2.4 Control of quality records	4.16
5 Management responsibility [title only]
5.1 Management commitment	4.1 + 4.1.2.2 + 4.2.1
5.2 Customer focus	4.3.2
5.3 Quality policy	4.1.1
5.4 Planning [title only]
5.4.1 Quality objectives	4.1.1 + 4.2.1
5.4.2 Quality management system planning	4.2.3
5.5 Responsibility, authority and communication [title only]
5.5.1 Responsibility and authority	4.1.2.1
5.5.2 Management representative	4.1.2.3
5.5.3 Internal communication
5.6 Management review [title only]	4.1.3
5.6.1 General	4.1.3
5.6.2 Review input	4.1.3
5.6.3 Review output	4.1.3
6 Resource management [title only]
6.1 Provision of resources	4.1.2.2
6.2 Human resources [title only]
6.2.1 General	4.1.2.2+4.2.3+4.18
6.2.2 Competence, awareness and training	4.18
6.3 Infrastructure	4.1.2.2 + 4.9
6.4 Work environment	4.9
7 Product realization [title only]
7.1 Planning of product realization	4.2.3 + 4.9 + 4.10.1
7.2 Customer-related processes [title only]
7.2.1 Determination of requirements related to the product	4.3.2 +4.4.4
7.2.2 Review of requirements related to the product	4.3.2 + 4.3.3 + 4.3.4
7.2.3 Customer communication	4.3.2
7.3 Design and development [title only]
7.3.1 Design and development planning	4.4.2 + 4.4.3 + 4.4.6 + 4.4.7 + 4.4.8
7.3.2 Design and development inputs	4.4.4
7.3.3 Design and development outputs	4.4.5
7.3.4 Design and development review	4.4.6
7.3.5 Design and development verification	4.4.7
7.3.6 Design and development validation	4.4.8
7.3.7 Control of design and development changes	4.4.9
7.4 Purchasing [title only]
7.4.1 Purchasing process	4.6.2
7.4.2 Purchasing information	4.6.3
7.4.3 Verification of purchased product	4.6.4 + 4.10.2 + 4.10.3 + 4.10.4
7.5 Production and service provision [title only]
7.5.1 Control of production and service provision	4.9 + 4.10.3 + 4.15.6 + 4,19
7.5.2 Validation of processes for production and service provision	4.9
7.5.3 Identification and traceability	4.8 + 4.10.5 + 4.12
7.5.4 Customer property	4.7
7.5.5 Preservation of product	4.152 + 4.15.3 + 4.15.4 +.4.15.5 + 4,15.6
7.6 Control of monitoring and measuring devices	4.11.1 +4.11.2
8 Measurement, analysis and improvement [title only]
8.1 General	4.10+4.17+4.20.1
8.2 Monitoring and measurement [title only]
8.2.1 Customer safisfaction
8.2.2 Internal audit	4.17
8.2.3 Monitoring and measurement of processes	4.9 +4.17 +4.20.1
8.2.4 Monitoring and measurement of product	4.10.2 + 4.10.3 + 4.10.4 + 4.10.5 + 4.20.1
8.3 Control of nonconforming product	4.13.1 +4.13.2
8.4 Analysis of data	4.14.2+4.14.3+4.20
8.5 Improvement [title only]
8.5.1 Continual improvement	4.1.3
18.5.2 Corrective action	4.14.1 + 4.14.2
8.5.3 Preventive action	4.14.1 +4.14.3

Bibliography

[1] IS09000??:1997, Quality management and quality assurance standards??Part 3: Guidelines for the application of ISO 9001:1994 to the development supply, installation and maintenance of computer software.
[2] ISO 9004: -- ¹),Qualitymanagementsystems?멒uidelines for performance improvements.
[3] ISO 10005:1995, Quality management?? Guidelines for quality plans.
[4] ISO 10006:1997, Qualitymanagement?멒uidelines to quality in project management
[5] ISO 10007:1995, Quality management?멒uidelines for configuration management.
[6] ISO 10011??:1990, Guidelines for auditing quality systems?멠art 1: Auditing ²).
[7] ISO 10011??:1991, Guidelines for auditing quality systems?멠art 2: Qualification criteria for quality systems auditors²).
[8] IS010011??:1991, Guidelines for auditing quafrtysystems?멠art3:Managementofauditprogrammes²).
[9] ISO 10012??:1992, Quality assurance requirements for measuring equipment??Part 1: Metrological confirmation system for measuring equipment³).
[10] ISO10012??:1997, Quality assurance for measuring equipment??Part2: Guidelines for control of measurement processes³).
[11] ISO 10013:1995, Guidelines for developing quality manuals.
[12] ISO/TR 10014:1998, Guidelines formanaging the economics of quality.
[13] ISO 10015, Quality management ??Guidelines for training.
[14] ISO/TR 10017:1999, Guidance on statistical techniques for ISO 9001:1994.
[15] ISO 14001:1996, Environmental management systems?멣pecification with guidance for use.
[16] ISO/TC 176/SC 2/N 376, Quality management principles and guidelines on their application⁴).
[17] Reference websites: http://www.iso.ch

1) To be published
2) To be revised as ISO 19011, Guidelines for auditing management systems.
3) To be revised as ISO 10012, Quality assurance requirements for measuring equipment

ISO 9001 : 2000

ISO 9004 : 2000